CASH Financial Services Group (CFSG, SEHK: 510) is a leading financial services conglomerate in Hong Kong engaged in a comprehensive range of financial products and quality services comprising mobile trading, premium brokerage services, investment banking, corporate financial advisory, wealth and asset management, etc. As a leading technology-focused financial services provider, coupled with our professional human talents, CFSG is committed to operating the state-of-the-art trading platform for our clients to trade anytime, anywhere, and borderless.

In view of our rapid expansion, we are searching for high calibre talent to join us:

As our Officer, Legal and Compliance, you are mainly responsible for the licensing administration and internal control function within the Group. You will be acting as an independent and objective administrator to review the daily trading activities of the Group, including conducting KYC and AML due diligence procedures, monitoring the conduct of regulated activities by our licensed persons and continuous development of our training programs to licensed persons.

You will also be responsible to assist in legal matters and provide support across the Group in the areas of corporate, commercial, advisory and litigation matters. You will gain exposure to the rules, regulations and codes of the regulators, including the Securities and Futures Commission, the Insurance Authority and the Mandatory Provident Fund Schemes Authority. Opportunities to deal with regulators and handle their enquiries are plenty. This is a very good opportunity for the legal and compliance officer to gain more exposure and to accelerate further to understand the legal and compliance industry in the financial market.

Requirements:
Degree or above in Law with 2 years relevant experience in a law firm or financial institution;

1 - 2 years solid licensing administration, risk control, compliance or legal experience in financial services, insurances or banking industry. Familiar with SFO will be an advantage;

Able to identify potential risk; provide valid recommendations and preventive measures with excellent written English;

Efficient with good time management;

Mature, independent, self discipline, proactive, able to work under pressure with good interpersonal skill;

Immediate availability is highly preferred;

Candidate with less experience will be considered as Assistant Officer, Legal and Compliance.

Please apply in confidence with full resume, current and expected salary to the Human Resources Department, CASH Financial Services Group Limited, 21/F., Low Block, Grand Millennium Plaza, 181 Queens Road Central, Hong Kong or press below "Apply" button.

The information provided will be used for selection purpose only. All information of unsuccessful applicants will be destroyed within six months.

Full-time,Permanent