Being part of the business audit team in Hong Kong, reporting to the Vice President – Head of Integrated Audit,  providing objective assurance and advisory services to Management and the Audit Committees in Hong Kong (and London) regarding the effectiveness of internal controls, risk management and corporate governance.   Job Responsibilities : Develop and maintain an in-depth knowledge of the Company’s relevant business areas, its products, control functions and serve as an internal control and...

Job Responsibilities: Assist the Secretary to the Listing Committee (the Head of Listing) on regular hearings of the Listing Committee and meetings of the Listing Nominating Committee Prepare minutes of regular Listing Committee meetings and record the outcome of Listing Nominating Committee meetings Manage member attendance: ensure a quorum; exclude conflicted members and ensure there are sufficient members for any review of a Committee decision   Prepare the annual Listing Committee Report Lea...

Job Responsibilities Overseeing the compliance of risk policies against the HKEX Group Risk Appetite Statement (RAS).  Manage formal governance approvals of policy. Manage and undertake annual methodology validation activities to ensure consistency to RAS, policies, regulation and broader industry best practice. Monitor and report on subsequent actions undertaken by the first line risk team. Review the daily and periodic reporting of activities undertaken by first line to ensure ongoing complian...

Job Responsibilities:  Develop and maintain the HKEX enterprise risk management framework. Research enterprise risk management industry trends and developments Support efforts in periodic risk assessments, risk management due diligence, treatment plan assessment, loss event analysis, KRI/KCI/KPI monitoring Produce operational risk reports and metrics for management reporting to various Risk Management Committees Provide thought leadership, conduct analysis, research relevant topics and providing...

Job Responsibilities:  Effective and timely management of daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products  Carry out investigation resulting from surveillance alerts and/or dealing referrals of suspicious behavior Assist the monitoring of the large open position of HKEX derivatives products and related follow-up actions Participate in market surveillance projects (e.g. surveillance system enhancement) and special projects owned by other divi...

Regulatory Compliance Department seeks to ensure that HKEX and its regulated affiliates have adequate procedures to comply with the irregulatory obligations under legislation and memoranda of understanding with regulators.  Job Responsibilities: Assist in performing compliance monitoring reviews/assessments of the relevant divisions and functional areas; ensuring HKEX’s compliance with relevant policies, procedures, rules and regulations; and documenting the assessments Support team’s effort to ...

Job Responsibilities: Manage the overall project plans on information security projects and initiatives Monitor and control to ensure project deliveries meet the planned schedules, budgets and scopes Communicate gaps in project management and timely escalate as necessary Regularly report on project status, identify and action on potential stoppers and issues Maintain good working relationships with vendors, key stakeholders and management and compliance requirements   Job Requirements: Minimum 5...

Job Responsibilities: Provide full spectrum of secretarial and administrative support to the Listing Policy & Secretariat team Perform general administrative duties including word processing, copying, scanning of documents and filing Answer telephone calls and receive visitors Organize meetings including: booking internal venue, checking expected attendance, arranging tabled documents and meeting equipment (including conference call dial-in) Liaising with internal teams on agenda items, docu...

Job Responsibilities: Perform operational duties, account administration and support functions to Participants Carry out due diligence and know-your-customer procedures for participant onboarding, account monitoring and reporting in compliance with regulatory requirements Support implementation of new products, projects, and business initiatives Undertake other ad hoc tasks as assigned by supervisor   Job Requirements: University Degree, preferably in Finance / Business Administration or related...

Job Responsibilities Effective and timely management of daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products  Carry out investigation resulting from surveillance alerts and/or dealing referrals of suspicious behavior Produce surveillance statistics and analysis and build dashboard for routine and ad-hoc reporting to management Participate in market surveillance projects (e.g. surveillance system enhancement) and special projects owned by other di...

Job Responsibilities: Define and plan the direction of the overall digital strategy and roadmap to improve user experience and efficiency Build strategic relationships between IT Operations and Business Departments, as a bridge between IT and business user Responsible and overseeing IT support, Help Desk, and day-to-day IT operations. Support strategic and IT projects implementation and deployment of technologies related to the workplace technology and services Lead and grow the team in deliveri...

Job Responsibilities: Implement mission critical, high performance and large scale application and infrastructure projects Setup and support server/storage infrastructure hardware, OS and related third party software Perform OS security hardening, system configuration and tuning Follow up project schedules, resources, procurement and budget Support new technology design and testing Prepare and maintain standards and documentations   Job Requirements: Degree in Computer Science, Information Syste...

Job Responsibilities:   Conduct a broad range of IT audits in an integrated approach, working alongside non-IT auditors, and supervise junior team members Identify key risks, assess controls, and develop recommendations on improving the control environment and enhancing operational efficiencies Develop and maintain an in-depth knowledge of relevant technology & cybersecurity areas, its products, and supporting & control functions. Stay current of the industry and business environment Par...

Job Responsibilities: Identify and assess overall IT risks and develop relevant mitigation actions Review key controls in critical IT processes Identify compliance and control issues and recommend remedial actions Prepare management briefings on IT compliance and risk management matters   Oversee IT Compliance and Risk Management team to develop and enforce IT related policies and standards Develop IT compliance review plan based on industry methodologies, standards and industry practices Assess...

The incumbents will join our team to take part in research and development of sensors, AI and robotic technologies for local industries.   Responsibilities: The appointee will provide support in research & development activities of the centre and he/she is required to: Develop and implement deep learning algorithms for industrial applications and in robotics and natural language processing (NLP) Responsible for system design and simulation; Carry out experiments/trials for validations; and O...

Responsibilities: The appointee will provide support in research & development activities of the Centre and he/she is required to: Design schematic and layout of FPGA core board and daughter board for image processing and motor drive Design schematic and layout of Power management board for AGV; and PCB Assembly   Requirements: Applicants should have: High diploma, Degree holder in Electronics Engineering and related disciplines; Knowledge/experience of communication protocol, for example, C...

The incumbents will take part in research and development of Robotics and AI enabling technologies for logistics & supply chain industry.    Responsibilities: The appointee will provide support in research & development activities of the Centre and he/she is required to carry out basic/applied research of at least one of the following areas: Wearable robots/exoskeletons for warehouse, logistics and other applications; Robot vision and sensors e.g. Lidars, 3D depth cameras; Natural Langua...

Responsibilities: The appointee will provide support in research & development activities of the centre and he/she is required to: Lead R&D efforts of company from its inception to design a range of PCB for embedded system using FPGA for motor control and power management; Build and implementing a detailed research work plan; Assist project manager on managing R&D projects   Requirements: Applicants should have: Master or Ph.D. Degree holder in Computer Science, Information Technolog...

The incumbents will take part in research and development of sensors, AI and robotic technologies for local industries. Responsibilities: The appointee will provide support in research & development activities of the Centre and he/she is required to: Assist in design & development of robotic motion control and sensors as well as haptics for robotic applications; Assist other R&D activities such as design, analysis, development of software/hardware and system integration etc.; and Oth...

工作範 圍 提供專業理財服務包括保障、強積金及理財策劃產品予個人客戶 提供團體保障及退休方案予公司客戶 積極拓展潛在市場 參與相關理財課程以持續發展理財事業   入職要 求 大學畢業或擁有兩年以上工作經驗, 具有客戶服務經驗優先 積極進取、自律及具創業精神 具備良好溝通技巧及責任感 擁有內地客戶關係及能操流利普通話優先   待遇及福 利 每月營業津貼 優厚佣金及花紅 全面培訓及支援考取專業資格包括認可理財策劃師等 表現出色的理財顧問將獲邀免費出席海外業務會議 有機會晉升為團隊管理階層 人壽保障及醫療福利...