Securities Specialist
UBSTaiwanUpdate time: July 14,2020
Job Description
Do you have the know-how to reduce trading and operational losses through effective securities control? Are you a master of transactions? Do you know how to take care of clients?
We’re looking for a securities specialist to:
• process, review and book standard and/or complex product/market transactions
• provision settlements clearing, control and daily reconciliation of intercompany trades
• resolve outstanding settlement issues and respond to queries from clients and front office teams
• make sure our trading exposure is accurately reported to senior regulatory management teams
• comply with regulatory requirements [e.g. client money diversification and shortfall]
• identify and propose solutions for addressing control gaps
• support efficiency improvements like using Robotics and promoting self-service wherever possible
We’re looking for a securities specialist to:
• process, review and book standard and/or complex product/market transactions
• provision settlements clearing, control and daily reconciliation of intercompany trades
• resolve outstanding settlement issues and respond to queries from clients and front office teams
• make sure our trading exposure is accurately reported to senior regulatory management teams
• comply with regulatory requirements [e.g. client money diversification and shortfall]
• identify and propose solutions for addressing control gaps
• support efficiency improvements like using Robotics and promoting self-service wherever possible
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