Do you want to have a leadership role in the preventing criminals and terrorists from abusing the financial and legislative systems? Are you the type of person who can lead a team in the development of a program to prevent financial crimes? Are you an individual capable of undertaking a demanding yet rewarding role?

We are looking for someone who can:
• Serve as an AML Officer for Financial Services ("FS"), Wealth Management USA division of UBS, helping to lead and coordinate the delivery of a comprehensive AML program
• Apply strong knowledge of AML regulations to ensure compliance with the Bank Secrecy Act
• Serve as the point of contact for the AML Investigations team for the broker dealer to and review SAR filings, oversee customer exists, perform customer reviews on brokerage accounts/relationships by prioritizing, identifying, researching, analyzing and providing reports and recommendations related to negative information, activity and trends
• Perform review of escalated customers, including large complex relationships and sensitive clients
• Documenting all pertinent facts and information, summarizing actions, findings and recommendations for next steps for Chief AML Officer.
• Recommending clear and concise referrals to the Financial Intelligence Unit for further investigations and potential SAR filing.
• Assisting with the preparation and delivery of ad-hoc BSA/ AML and OFAC compliance training based upon changes in regulatory requirements and/ or emerging typologies.