Associate Director, Internal Audit (Private Banking)
MICHAEL PAGEHong kongUpdate time: September 1,2020
Job Description

- Good Career progression

- Cover Corporate and retail banking

- Limited travel (less than 3 %)

Client Details

International bank with presence globally with corporate banking, retail banking and different functions

Description

  • Perform regulatory audit and risk reviews for corporate, retail banking and support functions in relation to HKMA Supervisory Policy Manual and SFC requirements
  • Perform risk assessment, develop audit plan and approach by setting the scope, timing and extent of the audit procedures
  • Identify audit issues, communicate with business management on providing constructive advices on mitigating risk
  • Prepare audit reports and track management action plans on audit findings
  • Exposed to AML functions doing audit processes for Client-On-Boarding projects
  • Experienced in control areas in Credit Risk Management, Finance, regulated activities on Private Banking and Wealth Management, Financial Markets, Equity Capital Markets and Outsourcing Management

Profile

  • Solid work experience as professional auditors or business practitioners with core audit / business skills, particularly Information and Cyber Security / Retail Banking / Distribution of Wealth Management products / Operational Risk / Anti-Money Laundering / Customer Due Diligence.

  • Effective collaborative skills that contribute to positive working relationships with counterparts in Group Internal Audit and the business.

  • Demonstrates ability to work independently and seek guidance when needed.

  • Demonstrates ability to multi-task without loss of quality.

  • Flexibility to work across different functions and situations, and change priorities at short notice.

  • Demonstrates ability to think critically, objectively and "think outside the box" when analyzing issues and recommending / developing solutions.

  • Professional audit certification encouraged.

  • Fluent spoken English, Cantonese and Mandarin is a must

Job Offer

Good package and work life balance

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Hayley Law on +852 3412 4814.

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