Compliance Control Room Analyst
UBSUnited states - tennesseeUpdate time: October 16,2020
Job Description
Are you someone who likes to work in a fast-paced environment? Are you looking for a Compliance & Operational Risk Control (C&ORC) role that will give you exposure to the different business divisions of an investment bank? We are looking for someone like that to:
• work on the Americas Control Room team
• maintain our information barrier and global restriction databases
• work/communicate with Investment Banking (ECM, DCM, Advisory, Leveraged Finance) and Research relating to Chaperoning and Grey List requirements
• liaise with other regional compliance and control teams to ensure consistency with global procedures
• coordinate special projects, risk assessments and ‘deep-dives’
• maintain appropriate documentation of Control Room activities, where appropriate
• work on the Americas Control Room team
• maintain our information barrier and global restriction databases
• work/communicate with Investment Banking (ECM, DCM, Advisory, Leveraged Finance) and Research relating to Chaperoning and Grey List requirements
• liaise with other regional compliance and control teams to ensure consistency with global procedures
• coordinate special projects, risk assessments and ‘deep-dives’
• maintain appropriate documentation of Control Room activities, where appropriate
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