Equities Compliance & Operational Risk Officer
UBSUnited states - new yorkUpdate time: October 20,2020
Job Description
Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do know how to evaluate risks in a challenging and fast paced environment?

We are looking for someone like that who can:
• act as a compliance subject-matter expert for the FX, Rates and Credit division of the Investment Bank
• guide, challenge and advise complex business units regarding compliance, conduct and operational risks, and regulatory obligations
• including supporting the business in maintaining high standards of culture and behavior
• work closely with colleagues in Compliance & Operational Risk Control (C&ORC) to promote best practice and consistency across divisions and asset classes
• develop and deliver in-person compliance training
• establish, maintain and review policies, procedures and controls reasonably designed to comply with laws, rules, regulations, and industry standards
• support team member participation in governance forums, committees, and new business initiatives
• ensure risk frameworks are designed well and operating effectively.

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