Are you a strong communicator with a KYC/ AML/ Compliance or Legal background? Do you have an interest in ensuring the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules and regulations of the Securities and Exchange Commission, The Federal Reserve Bank, the Commodity Futures Trading Commission, FINRA, and other governmental agencies, self-regulatory organizations and internal policies and industry best practices?

• The KYC analyst is accountable for executing the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines.

• Identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate AML risks while operationalizing efficiency levers and reduce account opening lead times

• Conducts initial analysis of new account EDD packages

• Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements

• Translate AML policy for the Front Office to understand and execute

• Ensure KYC standard/policy is consistently applied in the Front Office

• Ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts

• Obtains and reviews required EDD documentation in accordance with CUSO policy and procedures

• Completion of Final Due Diligence Checklist and negative news searches

• Conducts initial review of Periodic KYC Reviews

• Execute account maintenance updates

• Process client lifecycle related reports