Be responsible for the following:

- Managing and overseeing the legal and regulatory compliance programs including ensuring the applicable laws, CSRC's regulatory requirements and firms' policies and procedures are developed and executed in the highest quality.

- Review and/or prepare draft documentation, applications, regulatory filings/notifications, reports, manuals, policies/procedures, correspondence and records

- Assist and/or lead with compliance projects including technology enhancements

- Liaising with compliance and cross functional colleagues, external advisors, and external counterparties

- Liaising and managing relationships with governmental and regulatory authorities of PRC on relevant matters

- Ad hoc tasks and projects as assigned

Skills & Experience 

- Bachelor Degree from overseas university

- At least 5 years of compliance experience within a financial institution;

- Knowledge of CSRC regulations and rules (not a must if you have no prior work experience in China);

- Self-starter with strong multitasking, communications and organizational skills;

- Aptitude for accuracy, detail-oriented and hands-on approach;

- Ability to work independently as well as in a team;

- Native English speaker, 5Mandarin language skill is a plus but not a must;

- Strong computer literacy;

- Individual who is willing to learn and take on new challenges.

- Highly organised, detail oriented, and have a sense of urgency to complete tasks promptly but accurately.

- Strong communication and interpersonal skills, especially with contacts from various teams.

- Based in Shenzhen, PRC but will be required to commute to Hong Kong from time to time if so requested by the management.

Interested parties, please send your full resume to 立即申請 with quoting reference no. 67448D