Ref.: SCMP/M/IS/OSMAM/200508

Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager I/II to support its challenging profile of work.

Reporting to the Senior Manager, you will supervise intermediaries with a focus on their business conduct, financial and operational risks. In return, Managers can expect to be delegated a wide range of demanding responsibilities, with the opportunity to gain exposure to and interact with different business lines, functions and levels of seniority at major global and regional institutions.

Duties & Responsibilities:

• Supervise the business conduct, financial and operational risk of intermediaries such as hedge fund managers, mutual fund managers, brokers and credit rating agencies;
• Proactively identify market-wide, industry and firm-specific risk issues and assess their impact on intermediaries;
• Monitor global as well as local policy, industry and market developments to assess intermediaries’ practices and operational controls with respect to new products or activities; and
• Support the Commission’s participation in global and local policy developments, financial reform initiatives and supervisory priorities at the Financial Stability Board and IOSCO.

Requirements:

To be successful in this role:

• Have at least 5 years of compliance or control experience in the asset management sectorWorking knowledge of asset management business operations, risk management and internal controls;
• Accounting and finance knowledge supported by relevant academic and/or professional qualifications (such as CPA, CFA, FRM);
• Strong analytical and problem solving skills;
• Able to conduct independent research, ask probing questions and listen effectively;
• Capable of taking the initiative to manage and deliver tasks on time with limited supervision;
• Able to articulate and present arguments and analysis confidently, clearly and concisely;
• Strong command of written and spoken English; and
• Well organized and able to manage multiple assignments concurrently.
• Knowledge of SFC rules and regulations applicable to intermediaries;
• Familiarity with hedge fund operations;
• Familiarity with credit instruments; and
• Knowledge and experience of trading strategies and/or trading risk management, preferably across multiple asset classes (including OTC derivatives).

Please quote the reference and apply by 22 May 2020 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager

Securities & Futures Commission

35/F, Cheung Kong Center

2 Queen's Road Central, Hong Kong

(E-mail address : 立即申請 )

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.