Description:
1. Regulatory Compliance Risk Management
- Timely communicate regulatory requirements from CBIRC and PBOC with management team and all staff.
- Indentify potential gaps based on regulator’s requirements, and drive risk assessment accordingly, propose the mitigation plans for the issues idendified and followup the remediation.
2. Regulatory Reporting Management
- Draft, consolidate, and finalize regulatory reports for CBIRC and PBOC with high quality and tight timeline.
- Maintain regulatory compliance calendar, ensure deadlines of regulatory reports as required by authorities for both regular and adhocs.
- Continuouly improve the efficiency to optimize regulatory reporting.
3. Liason with Regulators
- Act as the contact window with regulators and maintain a positive relationship.
- Lead regulators required self-inspection, on-site inspection and other relevant projects.
- Lead the administration approval from regulators regarding any important corporate change.
- Coordinate and facilitate other regulatory tasks.
4. Regulatory Compliance Consultancy
- Interpretate regulators’ requirements, provide consultantcy when questions or issues are arisen regarding regulatory compliance.
5. Others
- Support on Regulatory Compliance topics to create company-wide compliance culture, including delivering training, promoting best practise exchange, and etc.
- Prepare executive reporting/presentation for management review.
- Centrally manage policies and guidelines on E-Portal, serve as a consultant on policy creations and changes, coordinate updates with Daimler Greater China.
- Support ad-hoc tasks.