Regulatory Transaction Reporting Specialist
UBSSwitzerland - zürich Update time: October 23,2020
Job Description
Are you detail oriented, even when multitasking? Are you interested in financial products as well as regulatory requirements? We’re looking for someone like that to help us:
• Monitoring Regulatory Transaction Reporting for MiFID II and FinfraG Art 104 & Art39 on a daily basis
• Ensure our trade flow gets reported accordingly and perform exception management where needed
• Manage standard operating procedures and work on process enhancements
• Assist management and stakeholders on providing a clear update and understandiong
• Working a long with IT stake holders to understand the root cause of issues and identify solutions within the process
• Ensure our regulations enhancements are updated with any regulatory changes for FinFraG &MifiD
• Provide EOD reports to several line managers and ability to answer all their upcoming questions
• Identify risk items and escalate accordingly to management

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