Responsible Officer, SFC Type 1, 4, 6 or 9
Top Pool Human Capital LimitedHong kongUpdate time: September 28,2019
Job Description

My client is a well established financial institutions with SFC Type 1,4,6 and 9 licensed. They are now seeking a full time RO to join their team. 

 

Responsibilities:

  • Provide Responsible Officer responsibilities and duties to manage SFC regulated activities of the firm 
  • Responsible for business performance in Deals Sourcing, Securities, Investment, and Financial Projects
  • Experience in Fund Set-up, Operation /& Management of the Cayman Islands Funds is an advantage;
  • Govern and comply with all rules and regulations and best practices standard of market.

 

Requirements:

  • Degree holder in Finance or Accounting-related disciplines preferred;
  • SFC Responsible Officer license holder for Type 1, Type 4, Type 6 or Type 9 regulated activities preferred.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control, Familiar with HK & PRC stock market with solid understanding of regulations;
  • Experience to manage an office operations, fund setup, internal controls and investment process of fund management companies 
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Mandarin)

Interested parties please send your detailed resume with current and expected salary by clicking .

Information collected will be treated in strictly confidential and only be used for recruitment purposes only

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