Responsibilities:

• Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities
• Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
• Formulate, review and update the operational procedures to ensure full regulatory compliance
• Establish proper documentation of all regulated activities
• Handle compliance cases and complaints
• Assist in communicating with regulatory bodies

Requirements:

• Current holder of SFC R.O. license for Type 9 is a must
• Higher diploma holder or above in any disciplines
• 3 years’ relevant working experience in Asset Management firm
• Good command of English and Chinese including fluent in Putonghua is preferable
• Prior regulatory relationship management experience is preferred
• Strong leadership, analytical, communication and presentation skills
• Able to work under pressure, hardworking, initiative, responsible and attention to details;
• Immediate availability is preferred

We provide attractive remuneration package and fringe benefits for the right candidate. Interested candidates please send us a full resume with your current & expected salary and availability application by clicking "Apply Now".

All information provided by applicants will be treated in strict confidentiality and used for recruitment purpose only.