Securities Specialist
UBSTaiwanUpdate time: July 8,2020
Job Description
Do you have the know-how to reduce trading and
operational losses through effective securities control?
Are you a master of transactions? Do you know how to
take care of clients?
We’re looking for a securities specialist to:
• process, review and book standard and/or complex
product/market transactions
• provision settlements clearing, control and daily
reconciliation of intercompany trades
• resolve outstanding settlement issues and respond to
queries from clients and front office teams
• make sure our trading exposure is accurately reported
to senior regulatory management teams
• comply with regulatory requirements [e.g. client money
diversification and shortfall]
• identify and propose solutions for addressing control
gaps
• support efficiency improvements like using Robotics
and promoting self-service wherever possible
operational losses through effective securities control?
Are you a master of transactions? Do you know how to
take care of clients?
We’re looking for a securities specialist to:
• process, review and book standard and/or complex
product/market transactions
• provision settlements clearing, control and daily
reconciliation of intercompany trades
• resolve outstanding settlement issues and respond to
queries from clients and front office teams
• make sure our trading exposure is accurately reported
to senior regulatory management teams
• comply with regulatory requirements [e.g. client money
diversification and shortfall]
• identify and propose solutions for addressing control
gaps
• support efficiency improvements like using Robotics
and promoting self-service wherever possible
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