Securities Specialist
UBSUnited states - tennesseeUpdate time: October 16,2020
Job Description
Are you a confident decision maker and problem solver? Do you know how to bring out the best in people? We’re looking for a leader who can:
• recruit, select, onboard, train and manage operational support staff
• take responsibility and own day-to-day DTC domestic settlement, Buy-ins, and Fail Control processes
• manage all applicable regulatory requirements within the domestic securities space (15-c3, Reg SHO, Reg T)
• provide an industry leading level of client service to external clients and internal stakeholders by working across the firm to deliver front-to-back exception management and deliver key strategic goals of senior management
• monitor and manage third party vendor's performance in line with SLA agreements
• proactively ensure the firm's risk is managed and escalated in accordance to core principles and guidelines

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