BNY Mellon’s Pershing is a leading provider of clearing and custody services that is uniquely positioned to help complex financial services firms transform their businesses, drive growth, maximize efficiency, and manage risk and regulation. Wealth management and institutional firms outsource to Pershing for trading and settlement services, investment solutions, bank and brokerage custody, middle and back office support, data insights, and business consulting. Pershing brings together high-touch service, an open digital platform and the BNY Mellon enterprise to deliver a differentiated experience for every client. Lockwood Advisors, Inc. (Lockwood) is registered with the Securities and Exchange Commission (SEC) as an investment adviser. Lockwood serves as the sole sponsor or co-sponsor of wrap fee programs in which we offer our discretionary portfolio management services and access to third-party managers that are responsible for day-to-day investment decisions. Lockwood also offers our portfolio management services through wrap fee programs sponsored by third parties and act as overlay manager for third-party model portfolios. Analyzes, reviews, and develops methods for ensuring business processes align with BNY Mellon processes and procedures to protect the company from operational risk. Develops templates for collecting data to monitor the fulfillment of procedures and controls. Reviews data and identifies potential issues for management review. Analyzes the effectiveness of control design in mitigating audit and regulatory risk. Reviews more complex processes to ensure client services and transactions are executed appropriately. Investigates the root cause of errors. Conducts trends analysis to improve teams ability in designing more effective processes and controls. May identify areas for enhancement or changes to existing controls. Educates businesses in executing on controls by providing clear documentation, answering questions, and providing roll-out assistance as needed. No direct reports. Provides guidance to less experienced team members as needed. Responsible for operational risk management for assigned business areas, but will contribute to the achievement of any team or function objectives. Focus is on larger and/or moderately complex processes. PREFERRED QUALIFICATION: Credentials and knowledge to download and decrypt data Responsible for collecting, managing, mapping and analyzing data to be used by various areas of the business in making informed risk and/or business related decisions.. Responsible for transferring data securely to internal or external partners Will need to manage and analyze data to provide statistical, risk-based, and business trends, as well as functional reporting sets. Partner with Internal Database administrators having a working knowledge of SQL and NoSQL data files Experience in working with sensitive data and is familiar with encryption, decryption, and file transfer protocols and can validate, copy, move, and store large files Experience setting up, testing and validating data The ability and skill set to be able to pull and derive sophisticated real time and/or point in time reporting related to managed accounts (MA) data. Support day to day or point in time data extract needs for the business and/or regulatory requests Experience in the Managed Accounts industry. Knowledge of Pershing a plus Works alongside teams within the business or the management team to establish/support business needs. Works on data research projects and/or requests related to : Client Requests, ADV Mailings, Client Communications, Portfolio Changes, Investment Models & Holdings, Manager or Security Exposure Wrap Fee Programs, Advisory Clients, Trade Blotters, Fees and Billing. Qualifications Bachelors degree or the equivalent combination of education and experience is required. 5-7 years of total work experience preferred. Experience in Operations or Audit preferred. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums. Primary Location: United States-Pennsylvania-King of Prussia Internal Jobcode: 70365 Job: Risk Organization: Pershing Domestic-HR06431 Requisition Number: 2109938