Contribute to the overall compliance risk management  and governance for SF1-ZA through the:

• Establishment and maintenance of the Regulatory Universe (RU)
• Development, maintenance and execution of the Compliance Monitoring Coverage Plan through the Compliance Risk
• Control capturing, evaluation and reporting through legislative risk management plans through EXCLAIM or similar.
• Reporting – both internally and external regulatory reporting, such as to the FSCA or NCR.
• Manage and/support the legislative regulatory monitoring (LRM) process.
• Manage and/or support the Guidelines Working Group (GWG) and related processes.
• Regulatory obligations - Manage or/or support the compliance administration as required by the FSCA, NCR and Credit Ombudsman.
• Support the internal AML and Financial sanctions programme
• Customer complaints management         
• Internal Control systems (ICS)
• Drive automation / efficiencies / process optimization across all processes.
• SF Governance and Compliance minimum standards and C & G MMM – administer, support and report on minimum standards assigned to yourself.
• Conduct training and awareness in areas of interest for the organisation and ito legislative requirements. 
• Implementation and monitoring of the BMW Group Compliance processes, tools and IT-systems.
• Facilitate compliance with the BMW Group Compliance Regulations, Guidelines, Instructions, Corporate Rules and Policies
• Provide general advice with regard to regulatory topics.
• Provide advice, assistance, and guidance across business in respect of compliance process requirements.
• Support the B- BBEE audit and verification co-ordination.
   

The role of the Compliance Specialist is to support the Compliance Officer in the execution and maintenance of the Compliance framework in order to ensure a seamless culture of compliance whilst enabling BMW Financial Services to execute and deliver on its strategic deliverables. 

• Preferred - LLB/BCOM/Risk Management Degree.
• Preferred but not a pre-requsite:
• Certificate in Compliance Management
• Certificate in Risk Management or AML
• Desired - a general understanding of the motor vehicle finance industry.
• Desired - In-depth understanding of the NCA, FAIS and /or POPIA.
• Ability to work with challenging situations.