Specialist, Reg Oversight Mgmt
BNY MellonSingaporeUpdate time: September 24,2021
Job Description
Regulatory Oversight Management - IC2 Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies. Performs research and analyzes relevant information and transactions that warrant further investigation. Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on more complex regulatory oversight management matters. Additionally, is responsible for understanding trends in the industry and making policy recommendations. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to implement regulatory oversight management policies and procedures. Verify practices against policies, with general oversight. Prepare management reports and alert management to any urgent matters or findings. Counsel business personnel on first line of defense compliance with policies. Provide advice to entry-level employees. No direct reports: provides guidance to less experienced team members. Contributes to the achievement of team objectives. Supports moderately complex projects and provides insight on interpretation of regulations. Qualifications Bachelors degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred. 3-5 years of total work experience preferred. BNY Mellon is an Equal Employment Opportunity Employer. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums. Primary Location: Singapore-Singapore-Singapore Job: General Mgmt / Admin Internal Jobcode: 70402 Organization: Treasury Services CAO-HR07164 Requisition Number: 2116868

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