Supervisory Officer
UBSUnited states - massachusettsUpdate time: December 17,2019
Job Description
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?

A Supervisory Officer works with the market team to drive proactive risk management and supervision within the
markets. They report to the Market Supervisory Officer and perform sales supervisory and approval activities as delegate. We are looking for a supervisory officer to:

Key Responsibilities:
*Support initiatives related to sales supervision, compliance and business risk, including implementation and education
*Develop metrics to evaluate and mitigate risk, improve existing processes, put new processes (including training) into action and systematically track these
*Perform delegated supervisory functions and oversee the branch operational risk and audit process
*Educate employees on compliance policies, related procedures and UBS group operational risk framework

Key Deliverables:
*Compliance with the relevant internal and external regulations
*Ensure successful branch audits and identify potential risks
*Develop and implement training on supervisory tools, new compliance bulletins and operational procedures

Get email alerts for the latest"Supervisory Officer jobs in United states - massachusetts"