Do you have a genuine interest in the financial markets and know & want to learn how to identify potentially suspicious activity such as insider dealing and market manipulation?

We’re looking for a Trade Surveillance /Market Conduct Analyst for the Regional Monitoring, Surveillance and Controls team based in Zurich to:

• investigate cases of potential market abuse (insider dealing and market manipulation) and conflicts of interest (e.g. Best Execution) across automated alerting systems (e.g. SMARTS (NASDAQ Trade Surveillance) and ACTIMIZE) and manual based controls in a timely manner. These investigations will be across asset classes (e.g. cash equities, structured products, Exchange Traded Derivatives etc.) and business divisions (Asset Management, Wealth Management and Investment Bank)
• assist with ad hoc deep dive reviews of activity, which include reviews in response to regulator/exchange queries, using internal systems and external resources
• drive continuous improvement of the surveillance framework including input to regular design and operational effectiveness evaluations and the refinement and recalibration of controls
• contribute to the implementation of strategic department projects including global and regional initiatives
• participate in implementation activities including testing and integration
• assist in the production of effective management information reports for Senior Management