eComms Surveillance Monitoring Analyst
UBSUnited states - tennesseeUpdate time: October 14,2020
Job Description
Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity? Do you enjoy collaborating with colleagues to obtain information and solve problems? We are looking for someone like that who can:
- review employee communications, conduct initial analysis and identify suspicious activity as well as escalate cases for further review
- act as a compliance and operational risk control subject-matter expert for our communications policies
- support senior staff in researching and responding to possible policy violations
- help with the design and development of monitoring reports and assist management with testing enhancements to the monitoring program
- continuously improve their knowledge and understanding of the firm's policies and industry regulations
- review employee communications, conduct initial analysis and identify suspicious activity as well as escalate cases for further review
- act as a compliance and operational risk control subject-matter expert for our communications policies
- support senior staff in researching and responding to possible policy violations
- help with the design and development of monitoring reports and assist management with testing enhancements to the monitoring program
- continuously improve their knowledge and understanding of the firm's policies and industry regulations
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