Ref.: SCMP/MGR/IS/HKA/200731       We are looking for bright, enthusiastic and determined professionals to join Intermediaries Supervision Department to support our supervisory work. As part of a team led by an Associate Director/Senior Manager, your responsibilities include: Supervising intermediaries’ business conduct, financial soundness and compliance with relevant regulatory requirements by way of off-site monitoring; Proactively monitoring and identifying market-wide, industry, product and...

This position offers the successful applicant an excellent opportunity to join the Press Office which is responsible for formulating and implementing media strategies to promote the SFC’s policies and actions; devising core messages to articulate the SFC’s position on regulatory issues to enable the public to better understand the importance of the SFC’s role in protecting investors and upholding market integrity. Reporting to the Director of Press Office and working closely with other members o...

Ref.: SCMP/LE/LSD/200918   An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of litigation and advisory work. The key focus will be to conduct legal research and draft research notes, and to provide substantive assistance to prepare cases for court and tribuna...

Ref.: SCMP/TM/ENF/CFCM/201016 The SFC is a world recognised regulator. Its Enforcement Division works on often cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to Hong Kong’s status as an international financial centre. We are now seeking candidates for the Temporary Manager position in the Enforcement Division (Corporate Fraud and Corporate Misfeasance Team).  Enforcement staff work in teams of market experts, investi...

Ref.: SCMP/TLE/LSD/200429   Job duties: Legal research and preparing detailed research notes. Drafting simple court documents and correspondence. Assisting with preparing cases for hearings in courts/tribunals. Requirements : Law Graduate with a good degree. Preferably relevant work experience in a law firm. Good command of written and spoken English and Chinese. Good attention to detail.   Please quote the reference and apply by 23 October 2020 with details of qualifications, previous experienc...

Ref.: SCMP/M/IS/200929   Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager to support its challenging profile of work. Reporting to the Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. An area of increasing importance for this role will be the supervision of regulated activities related to virtual assets. Other supervisory areas the team regularly covers inc...

Ref.: SCMP/M/AM/IS/200103   We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund managers, corporate finance advisers, sponsors and credit rating agencies. Our supervisory role is essential in upholding industry standards and enhancing investor pr...

This position offers the successful applicant an excellent opportunity to join the Press Office which is responsible for formulating and implementing media strategies to promote the SFC’s policies and actions; devising core messages to articulate the SFC’s position on regulatory issues to enable the public to better understand the importance of the SFC’s role in protecting investors and upholding market integrity. Reporting to the Director of Press Office and working closely with other members o...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Ref.: SCMP/M/IT/CA/AST/200925    Duties & Responsibilities: Reporting to the Senior Manager, your responsibilities include: Supervising a team of system analysts/developers in developing and supporting various kinds of public facing/internal systems; Managing external vendors to ensure the deliverables are in high quality and delivered on time. Requirements: To be successful in this role: You should have a university degree and/or professional qualification in Information Technology; and at ...

Ref.: SCMP/CLK/ENF/200909   The incumbent will provide a full range of clerical support to the Enforcement Division. Requirements: Form 5 or above. Proficiency in PC applications including MS Word, Excel and Chinese Word Processing. Good interpersonal and communication skills. Good command of Cantonese and English. Knowledge in Putonghua is an advantage. A strong sense of responsibility and a high degree of integrity. Willing to work overtime and able to accommodate flexible working hours.     P...

(Monthly salary of HK$18,795 to HK$31,750, 12-month fixed-term contract) The Role - To provide help desk support and solutions to end users - To perform system installation and configuration - To assist end users in using common software - To provide training to end users on the computer system in use - To maintain the EOC Internet and Intranet - To assist in managing Information Technology System resources - To perform data backup and hardware maintenance - To undertake any other duties as assi...

Ref: SCMP/TSADM/HR/CA/200806 As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including payroll and benefits administration, tax reporting, manpower planning and reporting, budget preparation, annual remuneration review as well as human resources shared services.   To be successful in this role, you should be tertiary educated, majored in bus...

Ref.: SCMP/LE/LSD/200918   An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of litigation and advisory work. The key focus will be to conduct legal research and draft research notes, and to provide substantive assistance to prepare cases for court and tribuna...

Ref.: SCMP/TDA/SOM/200911   We are looking for Temporary Data Analysts (12 Months Contract) who will be responsible for implementation, maintenance and enhancement of data analytics solutions. Reporting to the Head of Data Analytics Group, the data analyst will work independently to carry out the following responsibilities, which include: To implement data analytic solutions; To maintain existing data analytic solutions; To enhance data analytic solutions according to requirements; To implement ...

Ref.: SCMP/AD/SM/SOM/200911       Reporting to the Director / Senior Director, the successful candidate will assist in the regulation and supervision of financial market infrastructures and in the formulation of regulatory policy for exchange traded and OTC derivatives markets. Responsibilities: The key responsibilities of this role are to monitor operations of the derivatives markets in Hong Kong, both OTC and exchange traded, to contribute to the regulation, supervision and policy formulation ...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

A member of the Economics Department, Economics Officer supports the Commission’s policy advisory, investigations into enforcement cases, and market study function by providing support to the Department in conducting relevant economic research and data analysis. Holder of the post is also expected to assist the Commission to carry out a variety of job functions.   Responsibilities To carry out research on policy/regulatory issues, collating statistics, arranging for meetings/briefings, handling ...

Ref.: SCMP/CLK/ENF/200909   The incumbent will provide a full range of clerical support to the Enforcement Division. Requirements: Form 5 or above. Proficiency in PC applications including MS Word, Excel and Chinese Word Processing. Good interpersonal and communication skills. Good command of Cantonese and English. Knowledge in Putonghua is an advantage. A strong sense of responsibility and a high degree of integrity. Willing to work overtime and able to accommodate flexible working hours.     P...

Ref: SCMP/SADM/HR/CA/200303     As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including annual remuneration review, benefits administration, budget preparation, manpower planning and reporting as well as payroll. To be successful in this role, you should be tertiary educated, majored in human resources management, business studies or a rel...