Ref.: SCMP/TCLK/IS/INT/200828   The incumbent will provide a full range of clerical and administrative support to the Intermediaries Supervision Department. This includes data entry, filing, performing data analysis with spreadsheets and providing secretarial support to management. Requirements: Form 5 or above A minimum of 2 years relevant experience; experience in secretarial support in the legal, banking or finance fields is preferred Strong organization and coordination skills Attentive to d...

Ref: SCMP/TSADM/HR/CA/200806 As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including payroll and benefits administration, tax reporting, manpower planning and reporting, budget preparation, annual remuneration review as well as human resources shared services.   To be successful in this role, you should be tertiary educated, majored in bus...

Responsibilities To maintain the office automation services of the Commission including remote access, web conference, internet access, email services, file & printing services, active directory, etc.; To conduct daily system administration functions such as server installation, backup, log checking, etc.; To perform fault diagnosis and collaborate with contractors to perform troubleshooting of system and network issues; To provide end-user support services; To participate in IT infrastructu...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Ref.: SCMP/M/IS/INT/200824       Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager to support its challenging profile of work. Reporting to the Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. An area of increasing importance for this role will be the supervision of regulated activities related to virtual assets. Other supervisory areas the team regularly co...

Ref.: SCMP/M/ENF/IM/200814   Duties & Responsibilities: We are seeking a litigator to join our Intermediary Misconduct Team in the Enforcement Division. If chosen, you will work in a multi-disciplinary team, partnering with professional investigators, accountants, lawyers and market specialists, providing strategic and legal advice in investigations, reviewing and assessing evidence gathered for potential enforcement action including cases prepared for potential disciplinary action. You will...

Ref.: SCMP/M/AM/IP/200806 In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market development. If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of an expanding professional team in product authorization and policy f...

Ref: SCMP/TSADM/HR/CA/200806 As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including payroll and benefits administration, tax reporting, manpower planning and reporting, budget preparation, annual remuneration review as well as human resources shared services.   To be successful in this role, you should be tertiary educated, majored in bus...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Ref: SCMP/SADM/ADM/HR/CA/200806   As a member of the Human Resources Department of Corporate Affairs, you will provide efficient, professional, and robust administrative support to the L&D/HR team, ensuring processes and procedures are adhered to and administration systems maintained and assist in coordination and implementation of training and development events and ad hoc projects, as and when required.  To be successful in this role, you should be tertiary educated, majored in human resou...

Ref.: SCMP/TSEC/IP/200710 Duties & Responsibilities: The successful applicants will undertake a full range of secretarial duties and provide administrative support to the Investment Products Division. Requirements: Form 5 or above with formal secretarial training. A minimum of 3 years’ secretarial and/or office administration experience. High proficiency in PC applications including good practical knowledge of Microsoft Word, Excel, PowerPoint and Chinese word processing. Good interpersonal ...

Ref.: SCMP/MGR/IS/HKA/200731       We are looking for bright, enthusiastic and determined professionals to join Intermediaries Supervision Department to support our supervisory work. As part of a team led by an Associate Director/Senior Manager, your responsibilities include: Supervising intermediaries’ business conduct, financial soundness and compliance with relevant regulatory requirements by way of off-site monitoring; Proactively monitoring and identifying market-wide, industry, product and...

Ref.: SCMP/M/AM/IS/200103   We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund managers, corporate finance advisers, sponsors and credit rating agencies. Our supervisory role is essential in upholding industry standards and enhancing investor pr...

Ref: SCMP/SM/HR/CA/200529   Reporting to the Director of HR, you will head the Recruitment, Compensation Management and Training and Development Teams that supports our workforce of close to 1,000, comprising mainly of qualified professionals. In addition to the delivery of core HR services, your key focus is to lead HR initiatives in the areas of employer branding, corporate culture and values, employee engagement, and to drive effectiveness and efficiency in recruitment and selection, pay and ...

Ref.: SCMP/SM/IS/INS/INT/200612     We are seeking a model risk specialist knowledgeable in Basel capital requirements to join as Senior Manager for our Intermediaries Division. This is a challenging and rewarding role which offers you the opportunity to contribute to the reinforcement of the status of Hong Kong as an international financial centre. The successful candidate will primarily work with a team of risk management professionals to incorporate advanced Basel capital standards (in partic...

Ref.: SCMP/LE/LSD/200508     An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of litigation and advisory work. The key focus will be to conduct legal research and draft research notes and to provide substantive assistance to prepare cases for court and tribun...

Ref.: SCMP/TCLK/IS/INT/200717   The incumbent will provide a full range of clerical and administrative support to the Intermediaries Supervision Department. This includes data entry, filing, performing data analysis with spreadsheets and providing secretarial support to management. Requirements: Form 5 or above A minimum of 2 years relevant experience; experience in secretarial support in the legal, banking or finance fields is preferred Strong organization and coordination skills Attentive to d...

Ref.: SCMP/MGR/IS/GIT/200717       With the ongoing global financial reforms and the fast-evolving financial markets, Intermediaries Supervision Department is currently looking for a high calibre candidate to join as Manager to support its supervisory work. Reporting to the Associate Director / Senior Manager, your responsibilities include: Supervise the business conduct and operational risk of intermediaries, with a focus on investment banks and larger global financial institutions; Monitor and...

Ref.: SCMP/TSEC/IP/200710   Duties & Responsibilities: The successful applicants will undertake a full range of secretarial duties and provide administrative support to the Investment Products Division. Requirements: Form 5 or above with formal secretarial training. A minimum of 3 years’ secretarial and/or office administration experience. High proficiency in PC applications including good practical knowledge of Microsoft Word, Excel, PowerPoint and Chinese word processing. Good interpersona...

Ref.: SCMP/AD/SM/SOM/200710b   Reporting to the Director / Senior Director, the successful candidate will assist in the regulation and supervision of financial market infrastructures and in the formulation of regulatory policy for derivatives markets. Responsibilities: The key responsibilities of this role are to monitor operations of the derivatives markets in Hong Kong, both OTC and exchange traded, to contribute to the regulation, supervision and policy formulation for these markets and to pr...