This position offers the successful applicant an excellent opportunity to join the Press Office which is responsible for formulating and implementing media strategies to promote the SFC’s policies and actions; devising core messages to articulate the SFC’s position on regulatory issues to enable the public to better understand the importance of the SFC’s role in protecting investors and upholding market integrity. Reporting to the Director of Press Office and working closely with other members o...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Ref.: SCMP/M/IT/CA/AST/200925    Duties & Responsibilities: Reporting to the Senior Manager, your responsibilities include: Supervising a team of system analysts/developers in developing and supporting various kinds of public facing/internal systems; Managing external vendors to ensure the deliverables are in high quality and delivered on time. Requirements: To be successful in this role: You should have a university degree and/or professional qualification in Information Technology; and at ...

Ref.: SCMP/CLK/ENF/200909   The incumbent will provide a full range of clerical support to the Enforcement Division. Requirements: Form 5 or above. Proficiency in PC applications including MS Word, Excel and Chinese Word Processing. Good interpersonal and communication skills. Good command of Cantonese and English. Knowledge in Putonghua is an advantage. A strong sense of responsibility and a high degree of integrity. Willing to work overtime and able to accommodate flexible working hours.     P...

First Securities (HK) Limited First Securities (HK) Limited is a company incorporated in Hong Kong. We provide a wide array of financial products and services to our clients. To cope with our business expansion, we are now inviting high caliber candidate to join our team: Compliance Assistant & Operation Executive (Ref: FSHK-CO-02) Job Descriptions Assist in day-to-day compliance matters, conducting CDD/KYC in line with regulations and AML/CTF activities; Perform other compliance tasks, incl...

Responsibilities: Develop and maintain a client base of active forex traders, corporate and institutional clients through phone, email and live chat Offer multiple forex trading solutions, platforms and services to self-trading clients Provide support to existing client base including market commentary and trading education  Assist in ad-hoc tasks as required Experience & Skills:  Aggressive and result oriented with excellent selling skills Capability to work under pressure and fulfill tasks...

Responsibilities: Perform credit monitoring of securities trading & margin financing business;   Follow up margin call status and take necessary debt recovery procedures; Support credit evaluation and risk assessment on credit application, periodic reviews and requests etc.; Participate in loan administration functions including loan documentation, loan disbursement logistics and repayment monitoring; Prepare annual loan renewal schedules and respective credit checks; More experience will be...

Responsibilities Providing support to senior sales and help execute trades Existing client network of fixed income trader/portfolio managers across the buy side segment Preparing presentations, pitches, proposals, client materials and the supporting analysis Ability to create, develop and execute upon regional sales strategies Requirements University graduate or above Good knowledge of Fixed Income Products Strong client network in China/HK/Taiwan preferred Proficiency in MS Office applications,...

Job Responsibilities: Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Prepare and maintain operational procedures to facilitate service and support Assist in user acceptance test and execute system deployments Provide phone or remote support in non-office hour in case required   Job Requirements: Degree holder in Computer Science, Information Technology or equivalent 1 years' relevant experience in supporting HK / glo...

Ref: SCMP/TSADM/HR/CA/200806 As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including payroll and benefits administration, tax reporting, manpower planning and reporting, budget preparation, annual remuneration review as well as human resources shared services.   To be successful in this role, you should be tertiary educated, majored in bus...

Responsibilities: Handle account opening and related procedures; Follow up with clients on outstanding account opening issues; Handle inbound enquiries in an efficient & professional manner; Create and maintain good relationship with both existing and potential clients; Support clients and Dealing Team to execute trading orders of Hong Kong/others stocks markets; Handle trade settlement in a professional manner; Participate in other ad-hoc projects as assigned. Requirement & Qualificatio...

We are looking for a project assistant to perform administrative and clerical tasks to support our digital inclusion project. The incumbent has to possess good telephone manner and interpersonal skill, attention to details and good English writing skills. RESPONSIBILITIES Liaise with cyber security programme applicants Assist in programme data analysis Assist in department daily operations with clerical support Any other ad hoc projects assigned   REQUIREMENTS Higher Diploma/Associate Degree gra...

Ref.: SCMP/LE/LSD/200918   An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of litigation and advisory work. The key focus will be to conduct legal research and draft research notes, and to provide substantive assistance to prepare cases for court and tribuna...

Objectives - Train up fresh graduate trainee basic cyber security knowledge with some hands-on experience and exercises (see below for training content) - Put HKIRC Cybersecurity Portal on production - Create simple to understand animated Cyber security awareness content and put on Cybersecurity Portal (target audience: SMEs, IT support of small enterprises, NGOs, etc.) - Create security checklists for SMEs   Key Responsibility - Assist in promoting cyber security awareness projects of HKIRC - H...

Job Responsibilities: Provide first line application production support to internal users for the equity business, futures trading and operations Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Assist in user acceptance test and execute system deployments Work closely with internal users and external vendors to resolve and investigate production system issues, and fulfill system enhancement/bug fix Provide phone or remote...

RESPONSIBILITIES -            Execute securities / futures transaction orders from Clients -            Monitor client fund deposit / withdrawal instructions -            Perform vouchers input and reports checking -            Provide other administrative support for the department -            Handle department projects as assigned  REQUIREMENTS -             F.7 or above -             1- 2 years related working experience in banking or securities field -        Knowledge of overseas markets a...

University graduates Good interpersonal and communication skills Exposure in banking and finance industry with relevant experience in handling wealth management products Possessed a good client base in Securities, Futures and Options (or high net worth client base) Professional of the same industry are welcomed to join Requirements： Graduates from Mainland China are welcomed Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for SFC license Type 1, Type 2, Type 9 Bene...

RESPONSIBILITIES Supervise vanilla and structured rates flow and proprietary trading business, covering hedging, DCM and cross boarder institutional clients.  REQUIREMENTS University graduate or above. Minimum 3 years of IRD or Fixed Income working experience. Excellent knowledge of rates derivatives product suite. Originate, develop & manage new relationships with financial institutions. Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word p...

Ref.: SCMP/TDA/SOM/200911   We are looking for Temporary Data Analysts (12 Months Contract) who will be responsible for implementation, maintenance and enhancement of data analytics solutions. Reporting to the Head of Data Analytics Group, the data analyst will work independently to carry out the following responsibilities, which include: To implement data analytic solutions; To maintain existing data analytic solutions; To enhance data analytic solutions according to requirements; To implement ...

Ref.: SCMP/AD/SM/SOM/200911       Reporting to the Director / Senior Director, the successful candidate will assist in the regulation and supervision of financial market infrastructures and in the formulation of regulatory policy for exchange traded and OTC derivatives markets. Responsibilities: The key responsibilities of this role are to monitor operations of the derivatives markets in Hong Kong, both OTC and exchange traded, to contribute to the regulation, supervision and policy formulation ...