Fixed Income Advisory Compliance & Operational Risk Officer
UBSUnited states - new yorkUpdate time: February 12,2020
Job Description
Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do you like working in a challenging and fast paced environment? We are looking for someone like that who can:
- act as a compliance and operational risk control subject-matter expert for the Credit Sales & Trading business within the Global Markets division of the Investment Bank (IB);
- identify, assess, draft and implement relevant policies, procedures, guidelines, and processes related to the Credit Sales and Trading business, investment grade & high yield corporates, secondary loan trading and credit indices
- guide, challenge and advise multiple complex business units regarding compliance and regulatory obligations;
- ensure risk frameworks are designed well and operating effectively;
- develop and deliver in-person compliance training;
- work closely with colleagues in Compliance & Operational Risk Control (C&ORC) to promote best practice and consistency across divisions and asset classes.

Get email alerts for the latest"Fixed Income Advisory Compliance & Operational Risk Officer jobs in United states - new york"