An assistant vice president role has opened up in a leading international market in Hong Kong. This exciting role will mainly perform post-trade market surveillance and monitoring on trading activities. The candidate should have at least 7 years of relevant working experience in trade surveillance, legal or compliance in financial institution.

Client Details

Our client is a global capital formation market and they are now hiring an assistant vice president to conduct real-time and post trade surveillance on trading activities. They are committed to attracting new listings from Hong Kong, Greater China and other important markets to raise funds.

Description

• Responsible for performing real-time and post-trade surveillance on trading activities conducted on the markets

• Investigate and take enforcement actions against beaches of SFO, SFC codes etc

• Manage projects related to market surveillance / rule enforcement and assist in enhancement to surveillance system

• Involve in development and maintenance of internal policies and procedures

• Conduct qualitative and quantitative analysis, interpret data and trends, deliver insights and present observations and findings to report to management

• Liaise with internal and external stakeholders such as internal departments, regulators and market participants

Profile

• Bachelor's Degree in Law, Business Administration, Finance or relevant discipline

• At least 7 years of working experience in trade surveillance, legal or compliance. Experience in project management from planning, testing to monitoring is preferred

• Working knowledge in securities and derivatives markets such as law, rules and regulatory requirements. Exposure to securities and derivatives products is preferred

• Experience in industry wide systems (e.g. Bloomberg, Reuters, SMARTS), MS applications (e.g. Word, Excel, Powerpoint) & programming and BI tools (e.g. VBA, Tableau) is preferred

• Excellent analytical skills, report writing skills, communication and interpersonal skills as well as ability to multi-tasking and work under pressure

• Excellent command of written and spoken English and Chinese

Job Offer

• Work life balance

• International working environment

• Competitive remuneration and benefit packages

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Esther Liu on +852 2258 3537