An assistant vice president role has opened up in a leading international market in Hong Kong. This exciting role will mainly perform post-trade market surveillance and monitoring on trading activities. The candidate should have at least 7 years of relevant working experience in trade surveillance, legal or compliance in financial institution.
Client Details
Our client is a global capital formation market and they are now hiring an assistant vice president to conduct real-time and post trade surveillance on trading activities. They are committed to attracting new listings from Hong Kong, Greater China and other important markets to raise funds.
Description
- Responsible for performing real-time and post-trade surveillance on trading activities conducted on the markets
- Investigate and take enforcement actions against beaches of SFO, SFC codes etc
- Manage projects related to market surveillance / rule enforcement and assist in enhancement to surveillance system
- Involve in development and maintenance of internal policies and procedures
- Conduct qualitative and quantitative analysis, interpret data and trends, deliver insights and present observations and findings to report to management
- Liaise with internal and external stakeholders such as internal departments, regulators and market participants
Profile
- Bachelor's Degree in Law, Business Administration, Finance or relevant discipline
- At least 7 years of working experience in trade surveillance, legal or compliance. Experience in project management from planning, testing to monitoring is preferred
- Working knowledge in securities and derivatives markets such as law, rules and regulatory requirements. Exposure to securities and derivatives products is preferred
- Experience in industry wide systems (e.g. Bloomberg, Reuters, SMARTS), MS applications (e.g. Word, Excel, Powerpoint) & programming and BI tools (e.g. VBA, Tableau) is preferred
- Excellent analytical skills, report writing skills, communication and interpersonal skills as well as ability to multi-tasking and work under pressure
- Excellent command of written and spoken English and Chinese
Job Offer
- Work life balance
- International working environment
- Competitive remuneration and benefit packages
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Esther Liu on +852 2258 3537
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