Compliance Officer, Investment Banking
UBSSingaporeUpdate time: September 15,2020
Job Description
Are you risk averse but risk aware? Do specialize in Global Markets (Fixed Income and Equities) Compliance Advisory? We are looking for a Compliance Officer to:

• provide independent and timely guidance to the business and other functions on all
issues relating to day to day business, new business initiatives, regulatory developments and transactions
undertaken by clients
• assess regulatory requirements (e.g.: MAS, SGX) to ensure compliance risks are
identified, reported and tracked to their resolution
• analyse processes and systems and provide guidance to relevant stakeholders on the implementation
of improved solutions that support business and mitigate compliance risk
• liaise with internal auditors on various request in relation to compliance matters
• draft and deliver face to face training to the business
• review manuals and compliance notices to ensure they are properly revised or updated where necessary
• draft new manuals, Compliance Notices, policies
and procedures in light of regulatory amendments and/or business changes

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