Compliance Generalist – Trading & Funds (Asset Management)
UBSUnited kingdomUpdate time: June 2,2020
Job Description
Actively engage and oversee investment / product teams within UBS AM and colleagues within EMEA. Provide compliance support to all business areas: Equites, Fixed Income, Real Estate and Private Markets, FX and Client Coverage teams. Respond to internal compliance queries on compliance policies / control frameworks;

Perform control and oversight activities relating to consequential risk; thematic reviews and maintenance of existing control processes; and

Provide business management with controls, tools, training, frameworks, information and insights required to manage risk.

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