• Act as a Manager-in-Charge of the Compliance function under the SFC Manager-in-Charge regime.
• Monitor staff dealing activities of our personnel in according to staff dealing policy of the firm.
• Set out policies to ensure compliance of firm's compliance manual and all applicable rules and policies such as SFO, AMLO and Takeover Codes.
• Consult and communicate with enforcement bodies on compliance and related matters.
• Draft and review of our policy and documentation in light of legislative and regulatory updates, and business needs.
• Handle consultation on compliance matters.
• Prepare and handle license applications, relevant filings, notifications to SFC, etc.
• Assist in providing relevant training.
• Other compliance duties as assigned.

• Degree holder in Law/Accountancy/Finance or related disciplines.
• Minimum 8 years' legal or compliance experience in corporate finance or financial institutions.
• Strong knowledge of applicable law, rules, regulations and codes.
• Excellent command of spoken and written English and Chinese (including both Cantonese & Mandarin).
• Result-oriented and excellent commitment to work.
• Strong analytical and communication skills; able to work both independently as a leader and as a team player.
• Able to provide clear, reliable and practical advice and solutions pitched at a level suitable for busy practitioners.
• Proficiency in Microsoft Word, Excel, PowerPoint, etc.

Please submit an online application via our careers site (https://jobs2.deloitte.com/cn/en/job/DELOA003XCHINACN172690ENCN/Compliance-Officer-Senior-Compliance-officer-Financial-Advisory-Hong-Kong)

For more details, please visit our careers site (http://careers.deloitte.com/opportunities.aspx)

Deloitte is an equal opportunity employer. Personal data provided will be used strictly in accordance with our Personal Data Policy, a copy of which can be found at the above website.