Ref.: SCMP/LE/LSD/200918   An excellent opportunity to join the statutory body which regulates and promotes the development of the securities and futures markets in Hong Kong. This legal executive role involves providing a range of support to lawyers in the Commission’s Legal Services Division across a wide variety of litigation and advisory work. The key focus will be to conduct legal research and draft research notes, and to provide substantive assistance to prepare cases for court and tribuna...

Ref.: SCMP/TM/ENF/CFCM/201016 The SFC is a world recognised regulator. Its Enforcement Division works on often cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to Hong Kong’s status as an international financial centre. We are now seeking candidates for the Temporary Manager position in the Enforcement Division (Corporate Fraud and Corporate Misfeasance Team).  Enforcement staff work in teams of market experts, investi...

Responsibilities: Maintain PC, servers, network, telephone system and troubleshooting. Provide day to day technical support. Liaising with external vendors on server, network, IT equipment and telephone system. Perform daily system check, backup and update inventory records Provide hardware and software upgrade, replacement, purchasing etc. Requirements: Higher Diploma holder or above in IT/Computer Science or related discipline 1 year or above relevant experience in technical support is preferr...

Responsibilities Providing support to senior sales and help execute trades Existing client network of fixed income trader/portfolio managers across the buy side segment Preparing presentations, pitches, proposals, client materials and the supporting analysis Ability to create, develop and execute upon regional sales strategies Requirements University graduate or above Good knowledge of Fixed Income Products Strong client network in China/HK/Taiwan preferred Proficiency in MS Office applications,...

University graduates Good interpersonal and communication skills Exposure in banking and finance industry with relevant experience in handling wealth management products Possessed a good client base in Securities, Futures and Options (or high net worth client base) Professional of the same industry are welcomed to join Requirements： Graduates from Mainland China are welcomed Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for SFC license Type 1, Type 2, Type 9 Bene...

RESPONSIBILITIES -            Execute securities / futures transaction orders from Clients -            Monitor client fund deposit / withdrawal instructions -            Perform vouchers input and reports checking -            Provide other administrative support for the department -            Handle department projects as assigned  REQUIREMENTS -             F.7 or above -             1- 2 years related working experience in banking or securities field -        Knowledge of overseas markets a...

RESPONSIBILITIES Supervise vanilla and structured rates flow and proprietary trading business, covering hedging, DCM and cross boarder institutional clients.  REQUIREMENTS University graduate or above. Minimum 3 years of IRD or Fixed Income working experience. Excellent knowledge of rates derivatives product suite. Originate, develop & manage new relationships with financial institutions. Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word p...

Job Description Provide timely and professional legal advice to the Board of Directors and internal departments; Assist in contract/agreement drafting, and conducting legal due diligence related to the business transactions, if necessary; Advise business units on new projects and legislation and regulatory matters; Focus on the negotiation of engagement / trust / investment management agreement and other funds regulatory issues; Manage internal stakeholders as well as the advice sought from exte...

Responsibilities:  Handle and execute orders, including global equities  Organize and communicate trading/market information to the team Handle inquiry from investment team and client Work closely with back office on post trade work and resolve trade issues Perform other non-trading related duties as assigned   Req uirements:  Degree in Finance or related business discipline Preferably two years of dealing experience in related to Hong Kong & global equities Holder of SFC license RA1 & 4...

Ref.: SCMP/TLE/LSD/200429   Job duties: Legal research and preparing detailed research notes. Drafting simple court documents and correspondence. Assisting with preparing cases for hearings in courts/tribunals. Requirements : Law Graduate with a good degree. Preferably relevant work experience in a law firm. Good command of written and spoken English and Chinese. Good attention to detail.   Please quote the reference and apply by 23 October 2020 with details of qualifications, previous experienc...

Responsibilities: Maintain PC, servers, network, telephone system and troubleshooting. Provide day to day technical support. Liaising with external vendors on server, network, IT equipment and telephone system. Perform daily system check, backup and update inventory records Provide hardware and software upgrade, replacement, purchasing etc. Requirements: Higher Diploma holder or above in IT/Computer Science or related discipline 1 year or above relevant experience in technical support is preferr...

Job Responsibilities: Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Prepare and maintain operational procedures to facilitate service and support Assist in user acceptance test and execute system deployments Provide phone or remote support in non-office hour in case required   Job Requirements: Degree holder in Computer Science, Information Technology or equivalent 1 years' relevant experience in supporting HK / glo...

Responsibilities: Working with line manager to align business goals and sales strategies for business growth Develop client base of active forex traders, direct and corporate clients by face-to-face meeting, calls or chats Maintain business relationships with clients by providing market commentary and trading education Assist in ad-hoc tasks as required Requirements:  Aggressive and result oriented with excellent selling skills Self-driven team player with good communication skills Capability to...

Ref.: SCMP/M/IS/200929   Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager to support its challenging profile of work. Reporting to the Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. An area of increasing importance for this role will be the supervision of regulated activities related to virtual assets. Other supervisory areas the team regularly covers inc...

Ref.: SCMP/M/AM/IS/200103   We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund managers, corporate finance advisers, sponsors and credit rating agencies. Our supervisory role is essential in upholding industry standards and enhancing investor pr...

Job: Provide service to customer and account executive. Responsible for settlement and system processing. Requirements: F.6 or above Experience in securities or futures settlement field is an advantage Fluent in English, Cantonese and Mandarin PC literacy in MS-Word and MS-Excel Willing to work overtime and work under pressure Mature, independent, self-motivated, responsible and well-organized experience in brokerage firm is preferred Interested parties please send your resume together with expe...

RESPONSIBILITIES Supervise vanilla and structured rates flow and proprietary trading business, covering hedging, DCM and cross boarder institutional clients.  REQUIREMENTS University graduate or above. Minimum 3 years of IRD or Fixed Income working experience. Excellent knowledge of rates derivatives product suite. Originate, develop & manage new relationships with financial institutions. Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word p...

University graduates Good interpersonal and communication skills Exposure in banking and finance industry with relevant experience in handling wealth management products Possessed a good client base in Securities, Futures and Options (or high net worth client base) Professional of the same industry are welcomed to join Requirements： Graduates from Mainland China are welcomed Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for SFC license Type 1, Type 2, Type 9 Bene...

RESPONSIBILITIES -            Execute securities / futures transaction orders from Clients -            Monitor client fund deposit / withdrawal instructions -            Perform vouchers input and reports checking -            Provide other administrative support for the department -            Handle department projects as assigned  REQUIREMENTS -             F.7 or above -             1- 2 years related working experience in banking or securities field -        Knowledge of overseas markets a...

Job Responsibilities: Provide first line application production support to internal users for the equity business, futures trading and operations Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Assist in user acceptance test and execute system deployments Work closely with internal users and external vendors to resolve and investigate production system issues, and fulfill system enhancement/bug fix Provide phone or remote...